our services at sarasota financial services

Investment Management

Investment Management

Investment Management Strategies with Saratoga Financial Services

Managing our clientís collective wealth is a foundational service that we provide as part of our long-term financial planning (through LPL Financial) strategy.

At Saratoga Financial Services, we believe that constructing a client portfolio that incorporates effective asset allocation, experienced portfolio management and independent research are key determinants in delivering a strategy that best serves the needs of our clients. By aligning with LPL Financial's research team of 40 independent analysts, quantitative experts, strategists and economists; we can harness the depth of a full-time research team while incorporating your unique portfolio needs into a strategy that aligns with your goals.

Wealth Accumulation Process

Because of our relationship with LPL Financial, the nationís largest independent broker/dealer (based on total revenues as reported by Financial Planning Magazine 1996-2016), we can explore multitudes of investment opportunities and assist you in identifying an approach that fits both your risk tolerance and planning needs. Through LPL Financial, we offer investment advisory programs that utilize various investment products. By incorporating these investments with traditional securities such as stocks, bonds, exchange traded funds (ETFs) and cash instruments, we can construct a portfolio on a fee-basis rather than commissions. Below are some of the advisory programs that may be offered to clients through LPL Financial:

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Securities and advisory services offered through LPL Financial, a registered investment advisor, member FINRA/SIPC.

Please review Important Disclosure Information set forth in the last section of this web site. Due to various state and federal regulations and registration requirements concerning the dissemination of information relating to investment products and services, we are currently required to limit access of this web site to individuals residing in states where we are currently registered. We are currently registered to conduct business in the following states:  Arizona, California, Colorado, Connecticut, Florida, Idaho, Illinois, Maine, Maryland, Massachusetts, Montana, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont and Virginia.