about us

About SFS

SFS historyAt Saratoga Financial Services, we have been providing financial services to high net worth individuals and their families since 1985. Our CERTIFIED FINANCIAL PLANNERô Professional, Robert Schermerhorn, has over 25 years of experience in the financial services industry. Our team consists of knowledgeable and dedicated professionals who are committed to providing independent and unbiased investment advice and management while focusing on the client's objectives, financial goals, and building a long term relationship.

We at Saratoga Financial Services align with LPL Financial, the nation's leading independent broker-dealer*. LPL Financial is a tremendous asset by providing independent and unbiased research, state of the art technology, innovative investment tools and exceptional support. With our ability to access and utilize the resources offered through LPL Financial, we are continuously improving operations and efficiently managing client accounts.

Mission Statement:

Saratoga Financial Services strives to provide independent unbiased investment advice and management to clients focused on retirement. Our objective is to help clients pursue their financial goals and plan for their future with unparalleled client service.

 

*As reported by Financial Planning magazine, June 1996-2016, based on total revenue.

Securities and advisory services offered through LPL Financial, a registered investment advisor, member FINRA/SIPC.

Please review Important Disclosure Information set forth in the last section of this web site. Due to various state and federal regulations and registration requirements concerning the dissemination of information relating to investment products and services, we are currently required to limit access of this web site to individuals residing in states where we are currently registered. We are currently registered to conduct business in the following states:  Arizona, California, Colorado, Connecticut, Florida, Idaho, Illinois, Maine, Maryland, Massachusetts, Montana, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont and Virginia.